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The Securities and Exchange Commission has released the list of Capital market Operators that complied with new minimum capital requirement after a capital verification exercise.
In all, twenty-four (24) CMOs were disqualified for non-compliance and/or inability to substantiate claim of compliance based on queries raised by the audit firms.
In addition, 16 new CMOs were added on the list, ten (10) of which were newly registered companies and six (6) filed evidence of compliance after the release of provisional list which were verified and accepted.
This list was based on the consideration of the reports on capital verification and the responses received from the affected Capital Market Operators (CMOs).
Click Here to Download Full list of CMOs
In all, twenty-four (24) CMOs were disqualified for non-compliance and/or inability to substantiate claim of compliance based on queries raised by the audit firms.
In addition, 16 new CMOs were added on the list, ten (10) of which were newly registered companies and six (6) filed evidence of compliance after the release of provisional list which were verified and accepted.
This list was based on the consideration of the reports on capital verification and the responses received from the affected Capital Market Operators (CMOs).
Click Here to Download Full list of CMOs
